SEC Form 4 · accession 0000950103-18-003451
ViewRay, Inc. · VRAY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James F. Dempsey
Officer — Chief Scientific Officer · Director
Period of report
Mar 14, 2018
Accepted (ET)
Mar 16, 2018 · 5:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001597313
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 14, 2018 | M | 75,243 | $0.80 | A | 257,845 | D | |
| Common Stock | Mar 14, 2018 | S | 75,243 | $7.5722 | D | 182,602 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $0.80 | Mar 14, 2018 | M | 75,243 | D | — | Jun 17, 2018 | Common Stock | 75,243 | 0 | D |
Explanation of responses
- F125% of the shares subject to the option vested and became exercisable on the first anniversary measured from January 8, 2008 (the "Vesting Commencement Date"), and 1/48 of the shares subject to the option vested and became exercisable on each monthly anniversary thereafter, such that 100% of the shares subject to the option were fully vested on the fourth anniversary of the Vesting Commencement Date.