SEC Form 4 · accession 0000899243-18-023266
ViewRay, Inc. · VRAY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Caley Castelein
Director
Period of report
Aug 23, 2018
Accepted (ET)
Aug 24, 2018 · 6:54 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001597313
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Warrants (Right to Buy)F1 | $2.95 | Aug 23, 2018 | A | 28,636 | A | Aug 23, 2018 | Aug 22, 2023 | Common Stock | 28,636 | 28,636 | D |
| Warrants (Right to Buy)F1 | $3.17 | Aug 23, 2018 | A | 11,092 | A | Aug 23, 2018 | Jan 18, 2024 | Common Stock | 11,092 | 11,092 | D |
Explanation of responses
- F1These warrants were received pursuant to a distribution made by Revelation Kearny, LLC and Kearny Venture Associates III, LLC in connection with the liquidation of Revelation Kearny, LLC.