SEC Form 4 · accession 0000315066-17-002238
ViewRay, Inc. · VRAY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
FMR LLC
10% Owner · Other
Period of report
Mar 31, 2017
Accepted (ET)
Apr 4, 2017 · 4:07 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001597313
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 31, 2017 | S | 100 | $8.49 | D | 6,855,960 | I | See Footnote |
| Common StockF2,F1 | Mar 31, 2017 | S | 300 | $8.65 | D | 6,855,660 | I | See Footnote |
| Common StockF3,F1 | Mar 31, 2017 | S | 18,260 | $8.60 | D | 6,837,400 | I | See Footnote |
| Common StockF4,F1 | Mar 31, 2017 | S | 5,060 | $8.61 | D | 6,832,340 | I | See Footnote |
| Common StockF5,F1 | Mar 31, 2017 | S | 500 | $8.67 | D | 6,831,840 | I | See Footnote |
| Common StockF6,F1 | Mar 31, 2017 | S | 9,800 | $8.62 | D | 6,822,040 | I | See Footnote |
| Common StockF7,F1 | Mar 31, 2017 | S | 26,300 | $8.54 | D | 6,795,740 | I | See Footnote |
| Common StockF8,F1 | Mar 31, 2017 | S | 8,016 | $8.65 | D | 6,787,724 | I | See Footnote |
| Common StockF9,F1 | Mar 31, 2017 | S | 24,985 | $8.65 | D | 6,762,739 | I | See Footnote |
| Common StockF10,F1 | Mar 31, 2017 | S | 6,683 | $8.64 | D | 6,756,056 | I | See Footnote |
| Common StockF11,F1 | Mar 31, 2017 | S | 4,459 | $8.59 | D | 6,751,597 | I | See Footnote |
| Common StockF12,F1 | Mar 31, 2017 | S | 5,447 | $8.57 | D | 6,746,150 | I | See Footnote |
| Common StockF13,F1 | Mar 31, 2017 | S | 3,967 | $8.63 | D | 6,742,183 | I | See Footnote |
| Common StockF14,F1 | Apr 3, 2017 | S | 81,188 | $7.94 | D | 6,660,995 | I | See Footnote |
| Common StockF15,F1 | Apr 3, 2017 | S | 22,818 | $8.01 | D | 6,638,177 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1By Impresa Fund III Limited Partnership (1,138,730 shares of Common Stock), F-Prime Capital Partners Healthcare Fund II LP (5,489,923), F-Prime Capital Partners Healthcare Advisors Fund II LP (1,646)and F-Prime Inc. (7,878 shares of Common Stock). The general partner of F-Prime Capital Partners Healthcare Fund II LP is F-Prime Capital Partners Healthcare Advisors Fund II LP. F-Prime Capital Partners Healthcare Advisors Fund II LP and Impresa Fund III Limited Partnership are each solely managed by Impresa Management LLC, their general partner and investment manager. Impresa Management LLC is owned, directly or indirectly, by various shareholders and employees of FMR LLC, including certain members of the Johnson family. F-Prime Inc. is a wholly-owned subsidiary of FMR LLC.
- F10The price reported for this transaction is the weighted average price of multiple trades at prices ranging from $8.40 to $8.75. FMR LLC hereby undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F11The price reported for this transaction is the weighted average price of multiple trades at prices ranging from $8.40 to $8.67. FMR LLC hereby undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F12The price reported for this transaction is the weighted average price of multiple trades at prices ranging from $8.41 to $8.71. FMR LLC hereby undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F13The price reported for this transaction is the weighted average price of multiple trades at prices ranging from $8.53 to $8.72. FMR LLC hereby undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F14The price reported for this transaction is the weighted average price of multiple trades at prices ranging from $7.81 to $8.41. FMR LLC hereby undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F15The price reported for this transaction is the weighted average price of multiple trades at prices ranging from $8.00 to $8.06. FMR LLC hereby undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F2The price reported for this transaction is the weighted average price of multiple trades at prices ranging from $8.54 to $8.70. FMR LLC hereby undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F3The price reported for this transaction is the weighted average price of multiple trades at prices ranging from $8.44 to $8.71. FMR LLC hereby undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F4The price reported for this transaction is the weighted average price of multiple trades at prices ranging from $8.40 to $8.67. FMR LLC hereby undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F5The price reported for this transaction is the weighted average price of multiple trades at prices ranging from $8.64 to $8.68. FMR LLC hereby undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F6The price reported for this transaction is the weighted average price of multiple trades at prices ranging from $8.40 to $8.75. FMR LLC hereby undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F7The price reported for this transaction is the weighted average price of multiple trades at prices ranging from $8.49 to $8.62. FMR LLC hereby undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F8The price reported for this transaction is the weighted average price of multiple trades at prices ranging from $8.40 to $8.73. FMR LLC hereby undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F9The price reported for this transaction is the weighted average price of multiple trades at prices ranging from $8.48 to $8.81. FMR LLC hereby undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Remarks
Remark 1: Abigail P. Johnson is a Director, the Chairman and the Chief Executive Officer of FMR LLC. Members of the Johnson family, including Abigail P. Johnson, are the predominant owners, directly or through trusts, of Series B voting common shares of FMR LLC, representing 49% of the voting power of FMR LLC. The Johnson family group and all other Series B shareholders have entered into a shareholders' voting agreement under which all Series B voting common shares will be voted in accordance with the majority vote of Series B voting common shares. Accordingly, through their ownership of voting common shares and the execution of the shareholders' voting agreement, members of the Johnson family may be deemed, under the Investment Company Act of 1940, to form a controlling group with respect to FMR LLC. The address of Abigail P. Johnson is c/o FMR LLC, 245 Summer Street, Boston, MA 02110. Remark 2: The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the undersigned are the beneficial owners of any securities reported herein.