SEC Form 4 · accession 0001171000-16-000155
Glori Energy Inc. · GLRI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Waleed Omer Abdul-Monem Al-Zawawi
10% Owner
Period of report
Jun 9, 2016
Accepted (ET)
Jun 20, 2016 · 3:17 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001597131
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 9, 2016 | S | 1,445,220 | $0.21 | D | 2,741,255 | I | Rawoz Technology Company Ltd. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reporting person is the sole director of Rawoz Technology Company Ltd. ("RAWOZ"), and may be deemed to have voting and investment power over the shares of the Issuer held directly by RAWOZ. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. These shares are owned directly by RAWOZ.