SEC Form 5 · accession 0000919574-18-003834
DORIAN LPG LTD. · LPG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John C Hadjipateras
Officer — President and CEO · Director · 10% Owner
Period of report
Mar 31, 2018
Accepted (ET)
May 15, 2018 · 4:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001596993
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares, $0.01 par value per shareF1 | Aug 10, 2017 | L | 100 | $6.546 | A | 250 | I | By member of the household |
| Common Shares, $0.01 par value per shareF1 | Dec 7, 2017 | L | 150 | $7.12 | A | 250 | I | By member of the household |
| Common Shares, $0.01 par value per share | holding | — | — | — | 2,037,020 | D | ||
| Common Shares, $0.01 par value per share | holding | — | — | — | 25,000 | I | By Spouse | |
| Common Shares, $0.01 par value per shareF3,F2 | holding | — | — | — | 20,664 | I | By Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Owned by member of the Reporting Person's household. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities shall not be deemed an admission of beneficial ownership by the Reporting Person of the reported securities for purposes of Section 16 or any other purpose.
- F2Shares held by the LMG Trust (the "Trust"). The Reporting Person and his wife are trustees of the Trust, and the beneficiary of the Trust is one of their children. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities shall not be deemed an admission of beneficial ownership by the Reporting Person of the reported securities for purposes of Section 16 or any other purpose.
- F3Includes 664 common shares of the Issuer received by the Trust on December 20, 2017 when SEACOR Holdings Inc. ("SEACOR") distributed an aggregate 3,977,135 common shares of the Issuer on a pro rata basis to all holders of record of the common stock of SEACOR as of December 8, 2017. In accordance with Rule 16a-9, such distribution was exempt from Section 16 of the Securities Exchange Act of 1934, as amended.