SEC Form 4 · accession 0000919574-16-017280
DORIAN LPG LTD. · LPG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John C Hadjipateras
Officer — President and CEO · Director · 10% Owner
Period of report
Dec 21, 2016
Accepted (ET)
Dec 27, 2016 · 6:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001596993
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares, $0.01 par value per share | Dec 21, 2016 | P | 1,200 | $8.66 | A | 1,200 | I | By spouse |
| Common Shares, $0.01 par value per share | Dec 21, 2016 | P | 500 | $8.80 | A | 1,700 | I | By spouse |
| Common Shares, $0.01 par value per shareF1 | Dec 21, 2016 | P | 4,900 | $8.8937 | A | 6,600 | I | By spouse |
| Common Shares, $0.01 par value per shareF2 | Dec 23, 2016 | P | 18,400 | $8.6276 | A | 25,000 | I | By spouse |
| Common Shares, $0.01 par value per share | holding | — | — | — | 2,279,744 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $8.8500 to $8.9000. The reporting person undertakes to provide Dorian LPG Ltd., any security holder of Dorian LPG Ltd., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each price within the range set forth herein.
- F2The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $8.5199 to $8.7000. The reporting person undertakes to provide Dorian LPG Ltd., any security holder of Dorian LPG Ltd., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each price within the range set forth herein.