SEC Form 4 · accession 0001209191-19-011335
Moelis & Co · MC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffrey Raich
Officer — Co-President, MD · Director
Period of report
Feb 14, 2019
Accepted (ET)
Feb 19, 2019 · 7:14 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001596967
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2018 Incentive RSUsF1,F2 | — | Feb 14, 2019 | A | 57,766 | A | — | — | Class A Common Stock | 57,766 | 57,766 | D |
Explanation of responses
- F1Each 2018 Incentive RSU represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount in cash equal to the fair market value of such share. Grant of Restricted Stock Units pursuant to the Moelis & Company 2014 Omnibus Incentive Plan.
- F2The 2018 Incentive Restricted Stock Units vest in equal installments on February 23, 2020, February 23, 2021, February 23, 2022, February 23, 2023 and February 23, 2024.