SEC Form 4 · accession 0001193125-26-279850
Moelis & Co · MC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Osamu R. Watanabe
Officer — General Counsel, Secretary
Period of report
Jun 18, 2026
Accepted (ET)
Jun 23, 2026 · 5:49 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001596967
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2021 Incentive RSUsF1,F2 | $0.00 | Jun 18, 2026 | A | 21 | A | — | — | Class A Common Stock | 21 | 2,143 | D |
| 2022 Incentive RSUsF1,F3 | $0.00 | Jun 18, 2026 | A | 39 | A | — | — | Class A Common Stock | 39 | 4,086 | D |
| 2023 Incentive RSUsF1,F4 | $0.00 | Jun 18, 2026 | A | 47 | A | — | — | Class A Common Stock | 47 | 4,853 | D |
| 2024 Incentive RSUsF1,F5 | $0.00 | Jun 18, 2026 | A | 51 | A | — | — | Class A Common Stock | 51 | 5,371 | D |
| 2025 Incentive RSUsF1,F6 | $0.00 | Jun 18, 2026 | A | 58 | A | — | — | Class A Common Stock | 58 | 6,099 | D |
| 2025 Special Incentive RSUsF1,F7 | $0.00 | Jun 18, 2026 | A | 14 | A | — | — | Class A Common Stock | 14 | 1,418 | D |
Explanation of responses
- F1Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.
- F2Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 17, 2022 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.
- F3Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 16, 2023 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.
- F4Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 15, 2024 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.
- F5Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 13, 2025 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.
- F6Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 12, 2026 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.
- F7Special Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 12, 2026 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.