SEC Form 4 · accession 0001179110-18-012352
Moelis & Co · MC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Eric Cantor
Officer — MD & Vice Chairman · Director
Period of report
Oct 24, 2018
Accepted (ET)
Oct 25, 2018 · 8:16 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001596967
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Oct 24, 2018 | M | 16,173 | — | A | 38,723 | D | |
| Class A Common Stock | Oct 24, 2018 | F | 7,091 | $42.16 | D | 31,632 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2014 Restricted Stock UnitsF2 | — | Oct 24, 2018 | M | 13,136 | D | — | — | Class A Common Stock | 13,136 | 13,142 | D |
| 2014 Incentive RSUs Granted in 2015 (September)F2 | — | Oct 24, 2018 | M | 1,605 | D | — | — | Class A Common Stock | 1,605 | 3,214 | D |
| 2016 Incentive RSUs (September)F2 | — | Oct 24, 2018 | M | 922 | D | — | — | Class A Common Stock | 922 | 2,765 | D |
| 2017 Incentive RSUs (September)F2 | — | Oct 24, 2018 | M | 510 | D | — | — | Class A Common Stock | 510 | 2,043 | D |
Explanation of responses
- F1Shares of Class A Common Stock were acquired upon settlement of Restricted Stock Units (RSUs).
- F2The RSUs were settled for Class A common stock on October 24,2018.