SEC Form 4 · accession 0001179110-18-011445
Moelis & Co · MC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John A Allison
Director
Period of report
Sep 12, 2018
Accepted (ET)
Sep 14, 2018 · 6:18 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001596967
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| 2017 Annual Restricted Stock UnitsF1,F2 | Sep 12, 2018 | A | 39 | — | A | 1,144 | D | |
| 2018 Annual Restricted Stock UnitsF1,F3 | Sep 12, 2018 | A | 24 | — | A | 698 | D | |
| 2018 Elective Restricted Stock UnitsF1,F4 | Sep 12, 2018 | A | 24 | — | A | 698 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Each Annual Restricted Stock Unit (RSU) represents the right to receive one share of Class A Common Stock.
- F22017 Annual RSUs were issued as dividend equivalents on holder's underlying Annual RSUs issued on July 1, 2017. The dividend equivalent Annual RSUs will vest concurrently with the vesting of the underlying Annual RSUs.
- F32018 Annual RSUs were issued as dividend equivalents on holder's underlying Annual RSUs issued on July 1, 2018. The dividend equivalent Annual RSUs will vest concurrently with the vesting of the underlying Annual RSUs.
- F42018 Elective RSUs were issued as dividend equivalents on holder's underlying Elective RSUs issued on July 1, 2018. The dividend equivalent Elective RSUs will vest concurrently with the vesting of the underlying Elective RSUs.