SEC Form 4 · accession 0001179110-18-006391
Moelis & Co · MC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kenneth Moelis
Officer — Chairman and CEO · Director · 10% Owner
Period of report
May 3, 2018
Accepted (ET)
May 7, 2018 · 6:11 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001596967
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | May 3, 2018 | S | 20,870 | $54.0204 | D | 26,609 | D | |
| Class A Common StockF1 | May 4, 2018 | S | 12,915 | $54.1229 | D | 13,694 | D | |
| Class A Common StockF1 | May 7, 2018 | S | 8,000 | $54.925 | D | 5,694 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Certain shares of Class A Common Stock have been sold pursuant to a 10b5-1 plan.