SEC Form 4 · accession 0001179110-18-005897
Moelis & Co · MC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Eric Cantor
Officer — MD & Vice Chairman · Director
Period of report
Apr 24, 2018
Accepted (ET)
Apr 26, 2018 · 5:26 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001596967
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Apr 24, 2018 | M | 8,718 | — | A | 24,925 | D | |
| Class A Common Stock | Apr 24, 2018 | F | 4,001 | $54.45 | D | 20,924 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2015 Incentive RSUs (March)F2 | — | Apr 24, 2018 | M | 1,396 | D | — | — | Class A Common Stock | 1,396 | 2,792 | D |
| 2016 Incentive RSUs (March)F2 | — | Apr 24, 2018 | M | 857 | D | — | — | Class A Common Stock | 857 | 2,576 | D |
| 2017 Restricted Stock Unit Award for MDF2 | — | Apr 24, 2018 | M | 5,877 | D | — | — | Class A Common Stock | 5,877 | 23,508 | D |
| 2017 Incentive RSUs (March)F2 | — | Apr 24, 2018 | M | 588 | D | — | — | Class A Common Stock | 588 | 2,351 | D |
Explanation of responses
- F1Shares of Class A Common Stock were acquired upon settlement of Restricted Stock Units (RSUs).
- F2The RSUs were settled for Class A common stock on April 24, 2018.