SEC Form 4 · accession 0001179110-17-009979
Moelis & Co · MC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kenneth Shropshire
Director
Period of report
Jul 1, 2017
Accepted (ET)
Jul 5, 2017 · 4:15 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001596967
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| 2017 Annual Restricted Stock UnitsF1,F3,F2 | Jul 1, 2017 | A | 1,037 | — | A | 1,037 | D | |
| 2017 Elective Restricted Stock UnitsF1,F4,F2 | Jul 1, 2017 | A | 259 | — | A | 259 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Each Restricted Stock Unit represents the right to receive one share of Class A common stock upon settlement. Grant of Restricted Stock Units pursuant to the Moelis & Company 2014 Omnibus Plan.
- F2Restricted Stock Units granted to Non-employee Director based on $38.56 per share of Class A Common Stock, which was the average closing price of the Company's Class A common stock on the NYSE for the five trading days ended on June 30, 2017.
- F3The 2017 Annual Restricted Stock Units vested on July 1, 2017 and settlement is within 60 days following July 1, 2019.
- F4The 2017 Elective Restricted Stock Units vest in equal fourths at the beginning of each quarter, ending on July 1, 2018 and settlement is within 60 days following the applicable vesting date.