SEC Form 4 · accession 0001179110-17-004976
Moelis & Co · MC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Yvonne Greenstreet
Director
Period of report
Mar 17, 2017
Accepted (ET)
Mar 21, 2017 · 4:18 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001596967
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| 2015 Stub Annual Restricted Stock UnitsF1,F2 | Mar 17, 2017 | A | 6 | — | A | 577 | D | |
| 2016 Annual Restricted Stock UnitsF1,F3 | Mar 17, 2017 | A | 18 | — | A | 1,885 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Each Initial Restricted Stock Unit (RSU) represents the right to receive one share of Class A common stock.
- F2Stub Annual RSUs were issued as dividend equivalents on holder's underlying Stub Annual RSUs issued on July 10, 2015 (and dividend equivalents thereon). The dividend equivalent Stub Annual RSUs will vest concurrently with the vesting of the underlying Stub Annual RSUs.
- F32016 Annual RSUs were issued as dividend equivalents on holder's underlying Annual RSUs issued on July 1, 2016. The dividend equivalent Annual RSUs will vest concurrently with the vesting of the underlying Annual RSUs.