SEC Form 4 · accession 0001179110-17-004969
Moelis & Co · MC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John A Allison
Director
Period of report
Mar 17, 2017
Accepted (ET)
Mar 21, 2017 · 4:15 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001596967
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| 2015 Annual Restricted Stock UnitsF1,F2 | Mar 17, 2017 | A | 10 | — | A | 1,006 | D | |
| 2016 Annual Restricted Stock UnitsF1,F3 | Mar 17, 2017 | A | 18 | — | A | 1,885 | D | |
| 2016 Elective Restricted Stock UnitsF1,F4 | Mar 17, 2017 | A | 9 | — | A | 943 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Each Annual Restricted Stock Unit (RSU) represents the right to receive one share of Class A Common Stock.
- F22015 Annual RSUs were issued as dividend equivalents on holder's underlying Annual RSUs issued on November 4, 2015 (and dividend equivalents thereon). The dividend equivalent Annual RSUs will vest concurrently with the vesting of the underlying Annual RSUs.
- F32016 Annual RSUs were issued as dividend equivalents on holder's underlying Annual RSUs issued on July 1, 2016. The dividend equivalent Annual RSUs will vest concurrently with the vesting of the underlying Annual RSUs.
- F42016 Elective RSUs were issued as dividend equivalents on holder's underlying Elective RSUs issued on July 1, 2016. The dividend equivalent Elective RSUs will vest concurrently with the vesting of the underlying Elective RSUs.