SEC Form 4 · accession 0001179110-16-032691
Moelis & Co · MC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Yvonne Greenstreet
Director
Period of report
Dec 7, 2016
Accepted (ET)
Dec 9, 2016 · 4:14 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001596967
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Initial Restricted Stock UnitsF1,F2 | Dec 7, 2016 | A | 15 | — | A | 1,462 | D | |
| 2015 Stub Annual Restricted Stock UnitsF1,F3 | Dec 7, 2016 | A | 6 | — | A | 551 | D | |
| 2016 Annual Restricted Stock UnitsF1,F4 | Dec 7, 2016 | A | 19 | — | A | 1,800 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Each Initial Restricted Stock Unit (RSU) represents the right to receive one share of Class A common stock.
- F2Initial RSUs were issued as dividend equivalents on holder's underlying Initial RSUs issued on February 19, 2015 (and dividend equivalents thereon). The dividend equivalent Initial RSUs will vest concurrently with the vesting of underlying Initial RSUs.
- F3Stub Annual RSUs were issued as dividend equivalents on holder's underlying Stub Annual RSUs issued on July 10, 2015 (and dividend equivalents thereon). The dividend equivalent Stub Annual RSUs will vest concurrently with the vesting of the underlying Stub Annual RSUs.
- F42016 Annual RSUs were issued as dividend equivalents on holder's underlying Annual RSUs issued on July 1, 2016. The dividend equivalent Annual RSUs will vest concurrently with the vesting of the underlying Annual RSUs.