SEC Form 4 · accession 0001179110-16-027322
Moelis & Co · MC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Yvonne Greenstreet
Director
Period of report
Jul 1, 2016
Accepted (ET)
Jul 5, 2016 · 4:22 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001596967
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| 2016 Annual Restricted Stock UnitsF1,F3,F2 | Jul 1, 2016 | A | 1,759 | — | A | 1,759 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Each Restricted Stock Unit represents the right to receive one share of Class A common stock upon settlement. Grant of Restricted Stock Units pursuant to the Moelis & Company 2014 Omnibus Incentive Plan.
- F2Restricted Stock Units granted to Non-employee Director based on $22.734 per share of Class A Common Stock, which was the average closing price of the Company's Class A common stock on the NYSE for the five trading days ended on June 30, 2016.
- F3The 2016 Annual Restricted Stock Units vested on July 1, 2016 and settlement is within 60 days following July 1, 2018.