SEC Form 4 · accession 0001179110-16-020304
Moelis & Co · MC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Osamu R. Watanabe
Officer — General Counsel and Secretary
Period of report
Feb 24, 2016
Accepted (ET)
Feb 26, 2016 · 4:22 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001596967
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2015 Incentive RSUsF1,F2 | — | Feb 24, 2016 | A | 16,151 | A | — | — | Class A Common Stock | 16,151 | 16,151 | D |
Explanation of responses
- F1Each 2015 Incentive RSU represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. Grant of Restricted Stock Units pursuant to the Moelis & Company 2014 Omnibus Incentive Plan.
- F2The Incentive Restricted Stock Units vest in equal installments on February 23, 2017, February 23, 2018, February 23, 2019, February 23, 2020, and February 23, 2021.