SEC Form 4 · accession 0001179110-15-014595
Moelis & Co · MC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John A Allison
Director
Period of report
Nov 4, 2015
Accepted (ET)
Nov 6, 2015 · 4:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001596967
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| 2015 Annual Restricted Stock UnitsF1,F3,F2 | Nov 4, 2015 | A | 882 | — | A | 882 | D | |
| 2015 Elective Restricted Stock UnitsF1,F4,F2 | Nov 4, 2015 | A | 882 | — | A | 882 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Each Restricted Stock Unit represents the right to receive one share of Class A common stock upon settlement. Grant of Restricted Stock Units pursuant to the Moelis & Company 2014 Omnibus Plan.
- F2Restricted Stock Units granted to Non-employee Director based on $29.808 per share of Class A Common Stock, which was the average closing price of the Company's Class A common stock on the NYSE for the five trading days ended on November 3, 2015.
- F3The 2015 Annual Restricted Stock Units vested on November 4, 2015 and settlement is within 60 days following July 1, 2017.
- F4The 2015 Elective Restricted Stock Units vest at the beginning of each quarter, ending on July 1, 2016 and settlement is within 60 days following the applicable vesting date.