SEC Form 4 · accession 0001179110-15-014496
Moelis & Co · MC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kenneth Shropshire
Director
Period of report
Nov 2, 2015
Accepted (ET)
Nov 4, 2015 · 4:43 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001596967
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| 2015 Elective Restricted Stock UnitsF1 | Nov 2, 2015 | D | 86 | — | D | 261 | D | |
| Class A Common StockF2 | Nov 2, 2015 | A | 86 | — | A | 396 | D | |
| Class A Common StockF3,F4 | Nov 2, 2015 | D | 1 | $27.63 | D | 395 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Each RSU represents the right to receive upon settlement a share of Class A common stock pursuant to the Moelis & Company 2014 Omnibus Plan. The RSUs vested on October 1, 2015 and were settled on November 2, 2015.
- F2Shares of Class A Common Stock were acquired upon settlement of Restricted Stock Units (RSUs).
- F3Pursuant to the terms of the RSUs, fractional shares were settled in cash.
- F4Based on the closing price per share of Class A common stock of $29.48 on October 30, 2015.