SEC Form 4 · accession 0001179110-15-011183
Moelis & Co · MC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kenneth Shropshire
Director
Period of report
Jul 10, 2015
Accepted (ET)
Jul 14, 2015 · 4:04 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001596967
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| 2015 Annual Restricted Stock UnitsF1,F3,F2 | Jul 10, 2015 | A | 1,372 | — | A | 1,372 | D | |
| 2015 Elective Restricted Stock UnitsF1,F4,F2 | Jul 10, 2015 | A | 343 | — | A | 343 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Each Restricted Stock Unit represents the right to receive one share of Class A common stock upon settlement. Grant of Restricted Stock Units pursuant to the Moelis & Company 2014 Omnibus Plan.
- F2Restricted Stock Units granted to Non-employee Director based on $29.144 per share of Class A Common Stock, which was the average closing price of the Company's Class A common stock on the NYSE for the five trading days ended on June 30, 2015.
- F3The 2015 Annual Restricted Stock Units vested on July 10, 2015 and settlement is within 60 days following July 1, 2017.
- F4The 2015 Elective Restricted Stock Units vest in equal installments of each of October 1, 2015, January 1, 2016, April 1, 2016 and July 1, 2016 and settlement is within 60 days following the applicable vesting date.