SEC Form 4 · accession 0001179110-15-011181
Moelis & Co · MC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen F Bollenbach
Director
Period of report
Jul 10, 2015
Accepted (ET)
Jul 14, 2015 · 3:18 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001596967
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| 2015 Stub Annual Restricted Stock UnitsF1,F3,F2 | Jul 10, 2015 | A | 289 | — | A | 289 | D | |
| 2015 Stub Elective Restricted Stock UnitsF1,F4,F2 | Jul 10, 2015 | A | 579 | — | A | 579 | D | |
| 2015 Annual Restricted Stock UnitsF1,F5,F3,F2 | Jul 10, 2015 | A | 14 | — | A | 14 | D | |
| 2015 Elective Restricted Stock UnitsF1,F5,F4,F2 | Jul 10, 2015 | A | 100 | — | A | 100 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Each Restricted Stock Unit represents the right to receive one share of Class A common stock upon settlement. Grant of Restricted Stock Units pursuant to the Moelis & Company 2014 Omnibus Incentive Plan.
- F2Restricted Stock Units granted to Non-employee Director based on $29.144 per share of Class A Common Stock, which was the average closing price of the Company's Class A common stock on the NYSE for the five trading days ended on June 30, 2015.
- F3The 2015 Stub Annual Restricted Stock Units and 2015 Annual Restricted Stock Units vested on July 10, 2015 and settlement is within 60 days following July 1, 2017. The 2015 Stub Annual Restricted Stock Units were granted to conform the annual payment schedule for non-employee directors who started on a date other than July 1.
- F4The 2015 Stub Elective Restricted Stock Units and the 2015 Elective Restricted Stock Units vested on July 10, 2015 and settlement is within 60 days following July 10, 2015. The 2015 Stub Elective Restricted Stock Units were granted to conform the annual payment schedule for non-employee directors who started on a date other than July 1.
- F5Mr. Bollenbach resigned from the Board effective July 10, 2015. Represents compensation for period prior to resignation.