SEC Form 4 · accession 0001179110-15-009660
Moelis & Co · MC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Yvonne Greenstreet
Director
Period of report
Jun 9, 2015
Accepted (ET)
Jun 11, 2015 · 4:39 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001596967
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Initial Restricted Stock UnitsF1,F2 | Jun 9, 2015 | A | 9 | — | A | 1,327 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Each Initial Restricted Stock Unit (RSU) represents the right to receive one share of Class A common stock.
- F2Initial RSUs were issued as dividend equivalents on holder's unvested underlying Initial RSUs issued on February 19, 2015 (and dividend equivalents thereon). The dividend equivalent Initial RSUs will vest concurrently with the vesting of underlying Initial RSUs.