SEC Form 4 · accession 0001179110-15-003124
Moelis & Co · MC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Yvonne Greenstreet
Director
Period of report
Feb 19, 2015
Accepted (ET)
Feb 23, 2015 · 10:31 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001596967
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Initial Restricted Stock UnitsF1,F3,F2 | Feb 19, 2015 | A | 1,310 | — | A | 1,310 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Each Restricted Stock Unit represents the right to receive one share of Class A common stock upon settlement. Grant of Restricted Stock Units pursuant to the Moelis & Company 2014 Omnibus Incentive Plan.
- F2Restricted Stock Units granted to Nonemployee Director based on $30.52 per share of Class A Common Stock, which was the average closing price of the Company's Class A common stock on the NYSE for the five trading days ended on February 18, 2015.
- F3The Restricted Stock Units vested on February 19, 2015 and settlement is within 60 days following February 19, 2017.