SEC Form 4 · accession 0001209191-16-135723
Quotient Ltd · QTNT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
Galen Partners V LP
10% Owner
Galen Partners International V LP
10% Owner
Galen Management, LLC
10% Owner
Galen Partners V, L.L.C.
10% Owner
Period of report
Aug 3, 2016
Accepted (ET)
Aug 5, 2016 · 5:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001596946
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary SharesF1,F2 | Aug 3, 2016 | P | 180,000 | $5.50 | A | 6,489,618 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Galen Partners V LP ("Galen V") acquired 165,839 ordinary shares and Galen Partners International V LP ("Galen International V") acquired 14,161 ordinary shares.
- F2Includes 5,840,200 ordinary shares held of record by Galen V, 498,714 ordinary shares held of record by Galen International V and 150,704 ordinary shares held of record by Galen Management, LLC. Galen Parnters V, L.L.C. serves as the sole General Partner of Galen V and Galen International V and has sole voting and investment control over the shares held by such funds and may be deemed to beneficially own the shares held by such funds. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein.