SEC Form 4 · accession 0001209191-15-050089
Quotient Ltd · QTNT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sarah A Oconnor
Director
Period of report
Jun 2, 2015
Accepted (ET)
Jun 4, 2015 · 4:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001596946
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary SharesF1 | Jun 2, 2015 | P | 10,000 | $15.5038 | A | 10,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Ordinary Share Option (right to buy)F2 | $9.26 | holding | — | — | — | — | Aug 5, 2024 | Ordinary Shares | 10,800 | 10,800 | D |
| Ordinary Share Option (right to buy)F3 | $9.95 | holding | — | — | — | — | Oct 31, 2024 | Ordinary Shares | 5,025 | 5,025 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $15.26 to $16.00, inclusive. The Reporting Person undertakes to provide Quotient Ltd. (the "Company"), any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
- F2The options vest and become exercisable in three equal annual installments beginning August 5, 2015.
- F31,675 options vested on 10/31/2014 and remain exercisable, 1,675 options will vest on 10/31/2015, 1,675 options will vest on 10/31/2016.