SEC Form 4 · accession 0001209191-15-026270
Quotient Ltd · QTNT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen Unger
Officer — Cheif Financial Officer
Period of report
Mar 13, 2015
Accepted (ET)
Mar 16, 2015 · 7:49 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001596946
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | Mar 13, 2015 | P | 3,000 | $15.00 | A | 19,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1 | $8.00 | holding | — | — | — | — | Apr 29, 2024 | Ordinary Shares | 50,800 | 50,800 | D |
| Options to Purchase Ordinary sharesF2 | $8.00 | holding | — | — | — | — | Mar 3, 2024 | Ordinary Shares | 67,200 | 67,200 | D |
| Options to Purchase Ordinary sharesF3 | $3.29 | holding | — | — | — | — | Jun 27, 2023 | Ordinary Shares | 32,000 | 32,000 | D |
| Ordinary Share WarrantsF4 | $8.80 | holding | — | — | — | Jul 24, 2014 | Oct 25, 2015 | Ordinary Shares | 4,000 | 5,000 | D |
Explanation of responses
- F1The option becomes exercisable in three equal annual installments beginning April 29, 2015.
- F222,400 options vested on 3/4/2015, 22,400 options will vest on 3/4/2016, 22,400 options will vest on 3/4/2017.
- F310,666 options vested on 6/28/2014, 10,666 options will vest on 6/28/2015, 10,667 options will vest on 6/28/2016.
- F4Each warrant to purchase 0.8 of one Ordinary Share is exercisable until 5:30 p.m. on October 25, 2015 at an exercise price of $8.80 per Ordinary Share.