SEC Form 4 · accession 0001209191-15-006458
Quotient Ltd · QTNT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas A Bologna
Director
Period of report
Jan 22, 2015
Accepted (ET)
Jan 26, 2015 · 2:35 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001596946
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary SharesF3 | Jan 22, 2015 | M | 40,029 | — | A | 136,983 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options to acquire ordinary sharesF3 | — | Jan 22, 2015 | M | 40,029 | D | Dec 23, 2013 | Aug 30, 2022 | Ordinary Shares | 40,029 | 0 | D |
| Employee Stock Option (right to buy)F1 | $8.00 | holding | — | — | — | — | Apr 29, 2024 | Ordinary Shares | 3,500 | 3,500 | D |
| Ordinary Share Option (right to buy)F2 | $9.95 | holding | — | — | — | — | Oct 31, 2024 | Ordinary Shares | 5,025 | 5,025 | D |
Explanation of responses
- F1The option becomes exercisable in three equal annual installments beginning April 29, 2015.
- F2The option vests and becomes exercisable in three equal installments beginning October 31, 2014.
- F3The exercise price was paid in pounds sterling, at GBP 0.91 per share.