SEC Form 4 · accession 0000899243-18-009253
Quotient Ltd · QTNT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Franz Walt
Officer — See Remarks · Director
Period of report
Apr 1, 2018
Accepted (ET)
Apr 3, 2018 · 4:59 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001596946
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F3 | — | Apr 1, 2018 | A | 57,325 | A | — | — | Ordinary Shares | 57,325 | 57,325 | D |
| Ordinary Share Option (Right to Buy)F4 | $4.71 | Apr 1, 2018 | A | 30,000 | A | — | Apr 1, 2028 | Ordinary Shares | 30,000 | 30,000 | D |
| Ordinary Share Option (Right to Buy)F1 | $4.41 | holding | — | — | — | — | Feb 19, 2028 | Ordinary Shares | 22,676 | 22,676 | D |
Explanation of responses
- F1The options vest and become exercisable in three equal installments beginning February 19, 2019.
- F2Restricted Stock Units convert into ordinary shares on a one-for-one basis.
- F3The restricted stock units vest in six equal monthly installments beginning on May 1, 2018.
- F4The options vest and become exercisable in three equal annual installments beginning April 1, 2019.
Remarks
Interim Chief Executive Officer