SEC Form 4 · accession 0000899243-15-007514
Quotient Ltd · QTNT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Heino von Prondzynski
Director
Period of report
Oct 31, 2015
Accepted (ET)
Nov 3, 2015 · 7:33 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001596946
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | holding | — | — | — | 12,500 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Ordinary Share Option (Right to Buy)F4 | $11.62 | Oct 31, 2015 | A | 4,303 | A | — | Oct 31, 2025 | Ordinary Shares | 4,303 | 4,303 | D |
| Restricted Stock UnitsF1,F5 | — | Oct 31, 2015 | A | 2,582 | A | — | — | Ordinary Shares | 2,582 | 2,582 | D |
| Restricted Stock UnitsF1,F2 | — | holding | — | — | — | — | — | Ordinary Shares | 37,500 | 37,500 | D |
| Restricted Stock UnitsF1,F3 | — | holding | — | — | — | — | — | Ordinary Shares | 9,867 | 9,867 | D |
Explanation of responses
- F1Resticted Stock Units convert into ordinary shares on a one-for-one basis.
- F2On September 15, 2014, the reporting person was granted 50,000 restricted stock units, of which 12,500 restricted stock units have vested and been exercised, as reported on the Form 4 filed September 9, 2015. The remaining 37,500 restricted stock units will vest in three equal annual installments beginning on September 4, 2016.
- F3On September 4, 2015, the reporting person was granted 9,867 restricted stock units. The restricted stock units vest in their entirety on September 4, 2017.
- F4The options vest and become exercisable in three equal annual installments beginning October 31, 2016.
- F5On October 31, 2015, the reporting person was granted 2,582 restricted stock units, vesting in two equal installments on the first and second anniversary of the grant.