SEC Form 4 · accession 0000899243-15-004601
Quotient Ltd · QTNT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Heino von Prondzynski
Director
Period of report
Sep 4, 2015
Accepted (ET)
Sep 9, 2015 · 4:06 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001596946
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary SharesF1 | Sep 4, 2015 | M | 12,500 | — | A | 12,500 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Sep 4, 2015 | M | 12,500 | D | — | — | Ordinary Shares | 12,500 | 37,500 | D |
| Restricted Stock UnitsF1,F3 | — | Sep 4, 2015 | A | 9,867 | A | — | — | Ordinary Shares | 9,867 | 47,367 | D |
Explanation of responses
- F1Restricted Stock Units convert into ordinary shares on a one-for-one basis.
- F2On September 15, 2014, the reporting person was granted 50,000 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the reporting person's appointment as director, September 4, 2015. In the Form 4 filed 09/15/2014, the vesting date listed in footnote 2 (September 15, 2015) differed from the actual vesting date of September 4, 2015, and is hereby corrected.
- F3On September 4, 2015, the reporting person was granted 9,867 restricted stock units. The restricted stock units vest in their entirety on September 4, 2017.