SEC Form 4 · accession 0001633970-15-000043
Catalent, Inc. · CTLT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen Leonard
Officer — See Remarks
Period of report
Sep 2, 2015
Accepted (ET)
Sep 4, 2015 · 5:57 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001596783
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options to purchase common stockF1 | $18.71 | Sep 2, 2015 | A | 6,510 | A | Jun 25, 2014 | Jun 25, 2023 | Common Stock | 6,510 | 13,020 | D |
Explanation of responses
- F1On June 25, 2013, the reporting person was granted an option to purchase 32,550 shares of common stock of the Issuer which vest and become exercisable in five equal annual installments based on satisfaction of certain performance criteria for each of the fiscal years ending 2014, 2015, 2016, 2017 and 2018. The performance criteria for 2014 and 2015 were met, resulting in vesting of the option as to 13,020 shares in the aggregate.
Remarks
Senior Vice President - Global Operations