SEC Form 4 · accession 0001633970-15-000039

Catalent, Inc. · CTLT

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — See Remarks

Period of report

Sep 2, 2015

Accepted (ET)

Sep 4, 2015 · 5:20 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001596783

Table I — non-derivative securities

No Table I lines on this filing.

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Options to purchase common stock^F2,F1	$18.71	Sep 2, 2015	A	6,202	A	Jun 25, 2014	Jun 25, 2023	Common Stock	6,202	6,202	D

F1On June 25, 2013, the reporting person was granted an option to purchase 31,010 shares of common stock of the Issuer which vest and become exercisable in five equal annual installments based on satisfaction of certain performance criteria for each of the fiscal years ending 2014, 2015, 2016, 2017 and 2018. The performance criteria for 2014 and 2015 were met, resulting in vesting of the option as to 12,404 shares in the aggregate. On February 13, 2014, the reporting person exercised 6,202 options of such vesting as reported on the Statement of Changes in Beneficial Ownership on Form 4, filed with the Securities and Exchange Commission on February 18, 2015.
F2The Statement of Changes in Beneficial Ownership on Form 4, filed with the Securities and Exchange Commission on February 18, 2015, incorrectly stated that the number of derivative securities beneficially owned by the reporting person following the transaction that occurred on February 13, 2015 was 24,808, which included the portion of the option that had not vested. The correct number of derivative securities beneficially owned by the reporting person following the February 13, 2015 transaction and this transaction is 6,202 in the aggregate.

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