SEC Form 4 · accession 0001633970-15-000038
Catalent, Inc. · CTLT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John R Chiminski
Officer — See Remarks · Director
Period of report
Sep 2, 2015
Accepted (ET)
Sep 4, 2015 · 5:12 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001596783
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options to purchase common stockF1 | $18.71 | Sep 2, 2015 | A | 70,000 | A | Jun 25, 2014 | Jun 25, 2023 | Common Stock | 70,000 | 140,000 | D |
Explanation of responses
- F1On June 25, 2013, the reporting person was granted an option to purchase 350,000 shares of common stock of the Issuer which vest and become exercisable in five equal annual installments based on satisfaction of certain performance criteria for each of the fiscal years ending 2014, 2015, 2016, 2017 and 2018. The performance criteria for 2014 and 2015 were met, resulting in vesting of the option as to 140,000 shares in the aggregate.
Remarks
President & Chief Executive Officer