SEC Form 4 · accession 0001633970-15-000030
Catalent, Inc. · CTLT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven L Fasman
Officer — See Remarks
Period of report
Aug 27, 2015
Accepted (ET)
Aug 31, 2015 · 7:15 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001596783
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Aug 27, 2015 | A | 3,129 | $0.00 | A | 7,252 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options to purchase common stockF3 | $31.96 | Aug 27, 2015 | A | 13,941 | A | Aug 27, 2016 | Aug 27, 2025 | Common Stock | 13,941 | 13,941 | D |
Explanation of responses
- F1The options received by the reporting person were granted as part of the Issuer's annual long-term incentive plan to its executive officers and other personnel and were approved by the Issuer on August 27, 2015.
- F2Includes restricted stock units.
- F3On August 27, 2015, the reporting person was granted options to purchase 13,941 shares of common stock of the Issuer, which vest and become exercisable in four equal annual installments beginning on August 27, 2016.
Remarks
Senior Vice President & General Counsel