SEC Form 4/A · accession 0001633970-15-000025
Catalent, Inc. · CTLT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Gregory T Lucier
Director
Period of report
Jul 28, 2015
Accepted (ET)
Jul 31, 2015 · 3:43 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001596783
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Jul 28, 2015 | A | 4,241 | $0.00 | A | 23,068 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The equity acquired by the reporting person is the regular, annual grant of restricted stock units provided by the Issuer to the reporting person pursuant to the Issuer's non-management director compensation package adopted in 2014.
- F2Includes restricted stock units.
- F3This amendment to the Statement of Changes in Beneficial Ownership of Securities on Form 4 ('Form 4') filed with the Securities and Exchange Commission (the 'SEC') on July 30, 2015, is being filed to amend the Form 4 to correct an administrative error in connection with reporting the amount of securities beneficially owned following the reported transaction. The correct number of securities beneficially owned following the reported transaction is 23,068 which is the sum of (A) the amount of securities beneficially owned as reported on the Initial Statement of Beneficial Ownership of Securities on Form 3 filed with the SEC on April 30, 2015 and (B) the amount of securities acquired as reported on the Form 4 filed with the SEC on July 30, 2015.