SEC Form 4/A · accession 0001633970-15-000006

Catalent, Inc. · CTLT

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

This is an amendment (Form 4/A). It replaces an earlier filing for the same period.

Reporting owner

Officer — See Remarks

Period of report

Feb 17, 2015

Accepted (ET)

Feb 19, 2015 · 7:28 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001596783

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock^F4	Feb 17, 2015	M	71,520	$10.71	A	95,196	D
Common Stock^F4,F2	Feb 17, 2015	F	42,429	$27.41	D	52,767	D
Common Stock^F4,F2	Feb 17, 2015	S	29,091	$27.41	D	23,676	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Options to purchase common stock^F3	$10.71	Feb 17, 2015	M	71,520	D	Feb 9, 2011	Feb 9, 2020	Common Stock	71,520	33,480	D

F1Represents shares withheld to pay the exercise price and applicable withholding taxes associated with the exercise of stock options.
F2These shares were sold in multiple transactions at prices ranging from $27.33 to $27.50, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F3On February 9, 2010, the reporting person was granted an option to purchase 105,000 shares of common stock of the Issuer, which vest and become exercisable in five equal annual installments beginning on February 9, 2011
F4This Form 4 is being amended to correct the number of stock options exercised, the number of shares withheld to pay the exercise price and the applicable withholding taxes and the number of shares sold.

Senior Vice President, Innovation & Growth and Chief Technology Officer