SEC Form 4 · accession 0001596783-18-000047
Catalent, Inc. · CTLT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Scott Gunther
Officer — SVP, Quality & Reg. Affairs
Period of report
Jul 23, 2018
Accepted (ET)
Jul 25, 2018 · 1:45 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001596783
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jul 23, 2018 | A | 1,550 | $0.00 | A | 13,420 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options to purchase Common StockF3,F4 | $43.88 | Jul 23, 2018 | A | 7,951 | A | — | Jul 23, 2028 | Common Stock | 7,951 | 7,951 | D |
Explanation of responses
- F1Restricted stock units (RSUs) received by the reporting person pursuant to the Issuer's annual grant to executive officers and other personnel under its long-term incentive plan. Each RSU represents the right to receive one share of the Issuer's common stock as of the date of vesting, which will occur three (3) years from the date of award.
- F2Includes restricted stock units.
- F3Received by the reporting person pursuant to the Issuer's annual grant to executive officers and other personnel under its long-term incentive plan.
- F4The options vest and become exercisable in four equal annual installments beginning on July 23, 2019.