SEC Form 4 · accession 0001596783-17-000125
Catalent, Inc. · CTLT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
J Martin Carroll
Director
Period of report
Aug 24, 2017
Accepted (ET)
Aug 28, 2017 · 11:30 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001596783
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Aug 24, 2017 | A | 3,976 | $0.00 | A | 16,499 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The equity acquired by the reporting person is the regular, annual grant of restricted stock units provided by the Issuer to the reporting person pursuant to the Issuer's non-management director compensation package adopted in 2014. Each restricted stock unit represents the right to receive one share of the Issuer's common stock as of the date of vesting, which will occur one (1) year from the date of award.
- F2Includes restricted stock units.