SEC Form 4 · accession 0001596783-17-000101
Catalent, Inc. · CTLT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John R Chiminski
Officer — President & CEO · Director
Period of report
Mar 17, 2016
Accepted (ET)
Aug 25, 2017 · 12:29 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001596783
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Mar 17, 2016 | F | 87,006 | $0.00 | D | 321,274 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares withheld to pay the applicable withholding taxes associated with the vesting of restricted stock units and the delivery of the underlying shares of common stock to the reporting person. This disposition was not reflected by the reporting person on subsequent Form 4 reports filed on July 28, 2016, September 13, 2016, and March 20, 2017. The Form 4 reports filed on July 26, 2017 and August 1, 2017 did reflect this disposition.
- F2Includes restricted stock units. Represents the reporting person's holdings as of the filing of this Form 4 report.