SEC Form 4 · accession 0001596783-16-000135
Catalent, Inc. · CTLT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Aristippos Gennadios
Officer — See Remarks
Period of report
Sep 9, 2016
Accepted (ET)
Sep 13, 2016 · 7:09 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001596783
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | $10.71 | Sep 9, 2016 | A | 13,528 | A | Sep 9, 2016 | Oct 23, 2019 | Common Stock | 13,528 | 13,528 | D |
| Common Stock | $12.14 | Sep 9, 2016 | A | 6,764 | A | Sep 9, 2016 | Feb 8, 2021 | Common Stock | 6,764 | 6,764 | D |
| Common Stock | $18.71 | Sep 9, 2016 | A | 20,374 | A | Sep 9, 2016 | Sep 3, 2023 | Common Stock | 20,374 | 20,374 | D |
Explanation of responses
- F1Due to the satisfaction of a market-based vesting condition, on September 9, 2016, the reporting person was issued 13,528 vested and exercisable options to purchase shares of common stock of the Issuer.
- F2Due to the satisfaction of a market-based vesting condition, on September 9, 2016, the reporting person was issued 6,764 vested and exercisable options to purchase shares of common stock of the Issuer.
- F3Due to the satisfaction of a market-based vesting condition, on September 9, 2016, the reporting person was issued 20,374 vested and exercisable options to purchase shares of common stock of the Issuer.
Remarks
President, Softgel