SEC Form 4 · accession 0001596783-16-000131
Catalent, Inc. · CTLT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John R Chiminski
Officer — See Remarks · Director
Period of report
Sep 9, 2016
Accepted (ET)
Sep 13, 2016 · 7:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001596783
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | $10.71 | Sep 9, 2016 | A | 183,369 | A | Sep 9, 2016 | Oct 23, 2019 | Common Stock | 183,369 | 183,369 | D |
Explanation of responses
- F1Due to the satisfaction of a market-based vesting condition, on September 9, 2016, the reporting person was issued 183,369 vested and exercisable options to purchase shares of common stock of the Issuer.
Remarks
President and Chief Executive Officer