SEC Form 4 · accession 0001596783-16-000122
Catalent, Inc. · CTLT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christine Dolan
Officer — See Remarks
Period of report
Sep 8, 2016
Accepted (ET)
Sep 12, 2016 · 9:44 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001596783
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Comon StockF2 | Sep 13, 2016 | A | 5,812 | $0.00 | A | 11,549 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common StockF3 | $23.89 | Sep 8, 2016 | A | 4,461 | A | — | Sep 8, 2026 | Common Stock | 4,461 | 4,461 | D |
Explanation of responses
- F1The restricted stock units and options received by the reporting person were granted as part of the Issuer's annual long-term incentive plan to its executive officers and other personnel.
- F2Includes restricted stock units.
- F3On September 8, 2016, the reporting person was granted options to purchase 4,461 shares of common stock of the Issuer which vest and become exercisable in four equal installments beginning on September 8, 2017.
Remarks
Senior Vice President - Product Development