SEC Form 4 · accession 0001596783-16-000058
Catalent, Inc. · CTLT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Aristippos Gennadios
Officer — See Remarks
Period of report
Feb 8, 2016
Accepted (ET)
Feb 10, 2016 · 10:09 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001596783
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options to purchase Common StockF1 | $12.14 | Feb 8, 2016 | A | 1,176 | A | — | Feb 8, 2021 | Common Stock | 1,176 | 5,880 | D |
Explanation of responses
- F1On February 8, 2011, the reporting person was granted an option to purchase 5,880 shares of common stock of the Issuer which vest and become exercisable in five equal annual installments based on satisfaction of certain performance criteria for each of the fiscal years ending 2011, 2012, 2013, 2014 and 2015. The performance criteria for 2011, 2012, 2013, 2014 and 2015 were met, resulting in vesting of the option as to 5,880 shares.
Remarks
President - Softgel