SEC Form 4 · accession 0000899243-15-006801
Catalent, Inc. · CTLT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Wetteny Joseph
Officer — See Remarks
Period of report
Oct 13, 2015
Accepted (ET)
Oct 15, 2015 · 7:20 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001596783
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Oct 13, 2015 | A | 883 | $0.00 | A | 6,266 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options to purchase common stockF3 | $24.09 | Oct 13, 2015 | A | 4,318 | A | Oct 13, 2016 | Oct 13, 2025 | Common Stock | 4,318 | 4,318 | D |
Explanation of responses
- F1The restricted stock units and options received by the reporting person were granted as part of the Issuer's annual long-term incentive plan to its executive officers and other personnel.
- F2Includes restricted stock units.
- F3On October 13, 2015, the reporting person was granted options to purchase 4,318 shares of common stock of the Issuer, which vest and become exercisable in four equal annual installments beginning on October 13, 2016.
Remarks
President - Clinical Supply Services