SEC Form 4 · accession 0001461959-16-000003
Q BioMed Inc. · QBIO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William S Rosenstadt
Officer — General Counsel · Director · 10% Owner
Period of report
Jul 15, 2016
Accepted (ET)
Dec 14, 2016 · 1:23 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001596062
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jul 18, 2016 | G | 25,000 | — | D | 1,050,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| WarrantF2 | $1.45 | Jul 15, 2016 | P | 50,000 | A | Jul 15, 2016 | Jul 15, 2021 | Common Stock | 50,000 | 925,000 | I |
| WarrantF3 | $1.45 | Jul 15, 2016 | A | 37,500 | A | Jul 15, 2016 | Jul 15, 2021 | Common Stock | 37,500 | 962,500 | D |
| WarrantF3 | $1.45 | Jul 15, 2016 | A | 37,500 | A | Oct 15, 2016 | Jul 15, 2021 | Common Stock | 37,500 | 1,000,000 | D |
| WarrantF3 | $1.45 | Jul 15, 2016 | A | 37,500 | A | Jan 15, 2017 | Jul 15, 2021 | Common Stock | 37,500 | 1,037,500 | D |
| WarrantF3 | $1.45 | Jul 15, 2016 | A | 37,500 | A | Apr 15, 2017 | Jul 15, 2021 | Common Stock | 37,500 | 10,075,000 | D |
Explanation of responses
- F1The disposal of securities was a bona fide gift.
- F2Issued for legal services.
- F3Issued for director services.