SEC Form 4 · accession 0001595585-19-000019

Tricida, Inc. · TCDA

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Sandra I Coufal

Director · 10% Owner

Period of report

Feb 5, 2019

Accepted (ET)

Feb 7, 2019 · 9:08 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001595585

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F2,F3	Feb 5, 2019	J	245,312	$0.00	D	0	I	By Sibling Co-Investment LLC
Common Stock^F3,F4	holding	—	—		—	893,292	I	By Sibling Capital Fund II-A L.P.
Common Stock^F3,F5	holding	—	—		—	3,139,600	I	By Sibling Capital Fund II-B L.P.
Common Stock^F3,F6	holding	—	—		—	1,810,195	I	By Sibling Capital Fund II-C L.P.
Common Stock^F3,F7	holding	—	—		—	599,379	I	By Sibling Capital Fund II-D L.P.
Common Stock^F3,F8	holding	—	—		—	463,158	I	By Sibling Insiders Fund II L.P.
Common Stock^F9	holding	—	—		—	217,199	D
Common Stock^F10	holding	—	—		—	19,725	I	By Coufal Irrevocable Trust

Table II — derivative securities

No Table II lines on this filing.

Explanation of responses

F1Sibling Co-Investment LLC disposed of 245,312 shares of Common Stock of the Issuer through a pro rata distribution to its members.
F10The spouse of the Reporting Person is the sole trustee of the Coufal Irrevocable Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Coufal Irrevocable Trust except to the extent of her pecuniary interest therein, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
F2The shares are held directly by Sibling Co-Investment LLC ("Sibling Co-Investment"). Sibling Capital Ventures LLC ("SCV") is the sole manager of Sibling Co-Investment.
F3The Reporting Person is co-manager of SCV, SCV II, SCV III, SCV IV and Insiders II and, as such, may be deemed to have voting and investment power with respect to the shares held by Sibling Co-Investment and the Sibling Funds. The Reporting Person disclaims beneficial ownership of shares held by Sibling Co-Investment and the Sibling Funds, except to the extent of her proportionate pecuniary interest therein, if any, and this report shall not be deemed an admission that the Reporting Person is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose.
F4The shares are held directly by Sibling Capital Fund II-A L.P. ("Sibling A"). SCV is the sole general partner of Sibling A.
F5The shares are held directly by Sibling Capital Fund II-B L.P. ("Sibling B"). Sibling Capital Ventures II LLC ("SCV II") is the sole general partner of Sibling B.
F6The shares are held directly by Sibling Capital Fund II-C L.P. ("Sibling C"). Sibling Capital Ventures III LLC ("SCV III") is the sole general partner of Sibling C.
F7The shares are held directly by Sibling Capital Fund II-D L.P. ("Sibling D"). Sibling Capital Ventures IV LLC ("SCV IV") is the sole general partner of Sibling D.
F8The shares are held directly by Sibling Insiders Fund II L.P. ("Insiders Fund", and together with Sibling A, Sibling B, Sibling C and Sibling D, the "Sibling Funds"). Sibling Insiders II LLC ("Insiders II") is the sole general partner of Insiders Fund.
F9Includes 3,632 shares of restricted stock units ("RSUs") that vest on the earlier of (i) the one-year anniversary of June 27, 2018 (the "Grant Date") and (ii) the Issuer's next regularly scheduled annual meeting of stockholders that occurs following the Grant Date (the "Next Annual Meeting"), subject to the Reporting Person's continuous service as a non-employee director through such vesting date. Each RSU represents a contingent right to receive one share of Common Stock.

Remarks

Exhibit 24 - Power of Attorney (incorporated by reference to the Power of Attorney filed as Exhibit 24 to the Form 4 filed by the reporting person on December 28, 2018)