SEC Form 4 · accession 0001595585-19-000016
Tricida, Inc. · TCDA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Susannah Cantrell
Officer — Sr. VP, Chief Comm. Officer
Period of report
Jan 28, 2019
Accepted (ET)
Jan 30, 2019 · 8:23 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001595585
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1 | $20.05 | Jan 28, 2019 | A | 210,000 | A | — | Jan 28, 2029 | Common Stock | 210,000 | 210,000 | D |
Explanation of responses
- F1The option to purchase common stock will vest as follows: (a) 25% of the shares subject to the option shall vest on January 28, 2020, and (b) the remaining 75% will vest in 36 equal monthly installments thereafter, subject to reporting person's continuous employment as of each vesting date.
Remarks
Exhibit 24 - Power of Attorney (incorporated by reference to the Power of Attorney filed as Exhibit 24 to the Form 3 filed by the reporting person on January 30, 2019)