SEC Form 3 · accession 0001144204-15-013952

American Strategic Investment Co. · NYC

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Executive Chairman · Director

Period of report

Mar 4, 2015

Accepted (ET)

Mar 4, 2015 · 4:22 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001595527

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1	holding	—	—		—	8,888	I	See footnote

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Operating Partnership Units^F1,F2,F3	$0.00	holding	—	—	—	Nov 25, 2015	—	Common Stock	90	—	I

F1New York City Special Limited Partnership, LLC (the "SLP"), which owns the reported securities, is 100% owned by American Realty Capital III, LLC ("ARC III"). The reporting person directly or indirectly controls ARC III. The reporting person disclaims beneficial ownership of the shares except to the extent of his pecuniary interest therein.
F2On November 25, 2014, in return for the initial capital contribution of $2,020 made by the SLP in connection with the issuer's formation, New York City Operating Partnership, L.P. (the "Operating Partnership"), issued 90 operating partnership units ("OP Units") of the Operating Partnership to the SLP.
F3OP Units are exchangeable for cash or, at the option of the issuer, shares of the issuer's common stock on a one-to-one basis. OP Units are exchangeable, except under certain limited circumstances, beginning one year from the date of issuance and have no expiration date.