SEC Form 4 · accession 0001595262-16-000057
IMS Health Holdings, Inc. · Q
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sharad Mansukani
Director
Period of report
Oct 3, 2016
Accepted (ET)
Oct 3, 2016 · 6:50 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001595262
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Oct 3, 2016 | D | 42,840 | — | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Optoin (right to buy)F3 | $10.00 | Oct 3, 2016 | D | 20,000 | D | Apr 21, 2012 | Jul 20, 2020 | Common Stock | 20,000 | 0 | D |
| Employee Stock Optoin (right to buy)F4 | $5.80 | Oct 3, 2016 | D | 10,000 | D | Apr 21, 2013 | Jul 20, 2020 | Common Stock | 10,000 | 0 | D |
| Employee Stock Optoin (right to buy)F5 | $3.20 | Oct 3, 2016 | D | 20,000 | D | Apr 21, 2015 | Jul 20, 2020 | Common Stock | 20,000 | 0 | D |
Explanation of responses
- F1On May 3, 2016, the issuer and Quintiles Transnational Holdings, Inc. ("Quintiles") entered into an Agreement and Plan of Merger pursuant to which on October 3, 2016 the issuer merged with and into Quintiles (the "merger"), the separate existence of the issuer ceased and Quintiles will continue as the surviving corporation, operating under the name Quintiles IMS Holdings, Inc.
- F2Disposed of pursuant to merger agreement in exchange for 16,450 shares of Quintiles IMS Holdings, Inc. stock having a market value of $81.06 per share at the effective time of the merger.
- F3This option was assumed by Quintiles in the merger and replaced with an option to purchase 7,680 shares of Quintiles IMS Holdings, Inc. common stock at a price of $26.05 per share.
- F4This option was assumed by Quintiles in the merger and replaced with an option to purchase 3,840 shares of Quintiles IMS Holdings, Inc. common stock at a price of $15.11 per share.
- F5This option was assumed by Quintiles in the merger and replaced with an option to purchase 7,680 shares of Quintiles IMS Holdings, Inc. common stock at a price of $8.34 per share.